Regulatory frameworksBCB Normative Instruction 739/2026
Reasonable assurance report on AML controls
Amends IN BCB 704/2026 and requires a reasonable assurance report, issued by an independent auditor registered with the CVM, on how the provider detects and prevents transactions that may indicate crimes under Law 9,613/1998. New SPSAVs file it with the authorization request; SPSAVs already in operation, in Phase 2.
What the report covers
- Institutional policy
- Organizational structure
- Employee training
- Risk assessment
- Customer and partner due diligence
- Monitoring and reporting of suspicious transactions
- Fraud prevention
- Asset blocking
Work on this framework in Clav
Request access and we set up the framework for your organization, with owners, deadlines and evidence review.